CISA-KR 문제 206
The most important factor to ensure when developing an effective security awareness program is B. Outcome metrics for the program are established. This is because outcome metrics are measures that evaluate the impact and results of the security awareness program on the behavior and performance of the users, and the security posture and objectives of the organization1. Outcome metrics can help ensure the effectiveness of the security awareness program by:
Providing feedback and evidence on whether the security awareness program is achieving its goals and expectations, such as reducing the number of incidents, improving the compliance rate, or increasing the reporting rate1.
Identifying and quantifying the strengths and weaknesses of the security awareness program, and enabling continuous improvement and optimization of the program content, delivery, and frequency1.
Demonstrating and communicating the value and return on investment of the security awareness program to the stakeholders and management, and securing their support and commitment for the program1.
CISA-KR 문제 207
Reviewing the application implementation documents is the best way for an IS auditor to assess the design of an automated application control. An automated application control is a control that is embedded in the application software and is executed by the system without human intervention. An automated application control is designed to ensure the accuracy, completeness, validity, and authorization of transactions and data processed by the application. Examples of automated application controls are input validation, edit checks, calculations, reconciliations, and exception reports.
The application implementation documents are the documents that describe the design specifications, logic, and functionality of the application and its controls. The application implementation documents may include:
Business requirements document - a document that defines the business objectives, needs, and expectations of the application.
Functional specifications document - a document that describes the features, functions, and interfaces of the application and its controls.
Technical specifications document - a document that details the technical architecture, design, and configuration of the application and its controls.
Test plan and test cases - a document that outlines the testing strategy, methodology, and scenarios for verifying the functionality and performance of the application and its controls.
User manual and training material - a document that provides instructions and guidance on how to use the application and its controls.
By reviewing the application implementation documents, an IS auditor can:
Gain an understanding of the purpose, scope, and nature of the application and its controls.
Evaluate whether the application and its controls are designed to meet the business requirements and objectives.
Identify any gaps, inconsistencies, or errors in the design of the application and its controls.
Compare the design of the application and its controls with the best practices and standards in the industry.
Determine whether the application and its controls are adequately tested and documented.
Interviewing the application developer is not the best way for an IS auditor to assess the design of an automated application control. An interview is a verbal communication technique that involves asking questions and listening to responses. An interview can be useful for obtaining general information or clarifying specific issues related to the application and its controls. However, an interview alone cannot provide sufficient evidence or documentation to support the auditor's assessment of the design of an automated application control. An interview may also be subject to bias, misunderstanding, or misinterpretation by either party.
Obtaining management attestation and sign-off is not the best way for an IS auditor to assess the design of an automated application control. Management attestation and sign-off is a formal process that involves obtaining written confirmation from management that they have reviewed and approved the design of the application and its controls. Management attestation and sign-off can indicate management's commitment and accountability for the quality and effectiveness of the application and its controls. However, management attestation and sign-off cannot substitute for an independent and objective evaluation by an IS auditor.
Management attestation and sign-off may also be influenced by pressure, conflict of interest, or fraud.
Reviewing system configuration parameters and output is not the best way for an IS auditor to assess the design of an automated application control. System configuration parameters are settings that define how the system operates or interacts with other components. System output is data or information that is produced by the system as a result of processing transactions or performing functions. Reviewing system configuration parameters and output can help an IS auditor to verify whether the system is configured correctly and whether it produces accurate and reliable output. However, reviewing system configuration parameters and output cannot provide a comprehensive view of how the application and its controls are designed to achieve their objectives. Reviewing system configuration parameters and output may also require technical expertise or access rights that may not be available to an IS auditor.
CISA-KR 문제 208
The best recommendation is to place an intrusion detection system (IDS) between the firewall and the Internet.
An IDS is a device or software that monitors network traffic for malicious activity and alerts the network administrator or takes preventive action. By placing an IDS between the firewall and the Internet, the IS auditor can enhance the security of the network perimeter and detect any attack attempts that the firewall was unable to recognize.
The other options are not as effective as placing an IDS between the firewall and the Internet:
Placing an IDS between the firewall and the organization's web server would not protect the web server from external attacks that bypass the firewall. The web server should be placed in a demilitarized zone (DMZ), which is a separate network segment that isolates public-facing servers from the internal network.
Placing an IDS between the firewall and the demilitarized zone (DMZ) would not protect the DMZ from external attacks that bypass the firewall. The DMZ should be protected by two firewalls, one facing the Internet and one facing the internal network, with an IDS monitoring both sides of each firewall.
Placing an IDS between the firewall and the organization's network would not protect the organization's network from external attacks that bypass the firewall. The organization's network should be protected by a firewall that blocks unauthorized traffic from entering or leaving the network, with an IDS monitoring both sides of the firewall.
CISA-KR 문제 209
The best test to provide assurance that a health care organization is handling patient data appropriately is compliance with local laws and regulations, as these are the primary sources of authority and obligation for data protection and privacy. Compliance with action plans, industry standards, or organizational policies and procedures are also important, but they may not cover all the legal requirements or reflect the current best practices for handling patient data. References: CISA Review Manual (Digital Version), Chapter 2, Section
2.3
CISA-KR 문제 210
The most important part of a feasibility study is the economics1. A cost-benefit analysis of available products is crucial as it helps to understand the economic viability of the project1. It compares the costs of the project with the benefits it is expected to deliver, which is essential for making informed decisions1. Omitting this could lead to investments in hardware that may not provide the expected returns or meet the organization's needs.
References:
The Components of a Feasibility Study - ProjectEngineer
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