Series-7 무료 덤프문제 온라인 액세스

Bubba buys one XYZ September 50 call at $7 and sells one XYZ September 60 call at $3. At that time, XYZ stock is at $55. Bubba has no other stock positions.
What is Bubba's maximum possible profit?

• A.unlimited
• B.$1,000
• C.$500
• D.$600

Bubba purchases 100 shares of XYZ at 78 and, on the same day, writes 1 XYZ October 80 call for a premium of 4. If the option expires unexercised, what is Bubba's profit on the 100 shares of stock?

• A.$200
• B.$600
• C.$400
• D.cannot be determined

A group net order is one that benefits municipal syndicate members:

• A.equally
• B.according to the number of presale orders they've received
• C.according to their percentage participation in the account
• D.according to the number of designated orders they've received

Which of the following would not be subject to the holding period restrictions under Rule 144?

• A.restricted stock acquired via investment letter
• B.restricted stock acquired via stock options plan
• C.restricted stock acquired via private placement
• D.restricted stock acquired via open market purchase

The minimum denomination for a US treasury bond is:

• A.$100,000
• B.$100
• C.$1,000
• D.$10,000