CFCS 무료 덤프문제 온라인 액세스

Which of the following factors should be considered when assessing the effectiveness of an organization's financial crime controls during an organizational overview?

• A.The geographical locations of the organization's operations.
• B.The frequency of employee training on financial crime prevention.
• C.The number of employees in the compliance department.
• D.The organization's profitability.

You work in a federal government agency processing benefits for millions of people who meet a specified sell of conditions (e. g, age, business size, medical necessity). The requests for benefits are filed electronically. Knowing that Fraudsters often falsely claim eligibility you have been asked to recommend analytical solutions to reduce the fraud across the agency's operations.
Which analytical or investigative method would MOST effectively identify potential fraudsters at the agency's enterprise level of operations?

• A.Check for negative news information about applicants
• B.Begin reviewing historical tax information to possibly conduct an audit of all suspicious applicants
• C.Partner will a law enforcement agency to review each applicant prior to paying any benefits
• D.Proactively screen transactions or claim requests against established business rules or criminal patterns prior to payment

A fraud analyst is concerned that the company's reloadable prepaid card program could be abused by terrorist financiers and wants to ensure the data supplied to the detection system is sufficient for assisting with investigations.
Which data element would be Ihe MOST difficult for the analyst to obtain?

• A.The network of the loading system
• B.The name of the person who loaded the card with funds
• C.The name of the cardholder
• D.Transaction details including ATM location or merchant

An employee of Company A is injured in a car accident and rushed to a government-owned hospital in Country X. Prior to admitting the patient the head doctor insists that is it customary for foreigners to pay the hospital a generous donation" and insinuates that the patient will not be admitted without the payment.
The request is an example of which offense?

• A.Extortion
• B.Solicitation
• C.Duress
• D.Bribery

You are a law enforcement agent who has received an anonymous tip about suspicious financial activities at Labor Way Inc. a company in your jurisdiction. Labor Way contracts with large corporations internationally to provide temporary employees, and handles payroll processing and lax withholding lor its temporary employees.
You begin an investigation into Labor Way and discover the following information:
* Labor Way's corporate bank account was opened in the name of a law firm that is acting as nominee
* Labor Way's financial records show a sharp increase in revenues and a corresponding increase in temporary employment contracts over the past two years
* Labor Way's transaction history shows periodic withdrawals of large amounts of cash that correspond with its payroll coming due
* Labor Way has recently gained a number of clients in other countries (where it is not located) including several in which it did not previously operate Based on (his information which is your MOST likely conclusion?

• A.Labor Way may be involved in a money laundering scheme due to the presence of a beneficial owner who is hiding behind the nominee account
• B.Labor Way may be involved m a terrorist financing scheme because it has recently entered into contracts in overseas indications to which it has no prior business connections
• C.Labor Way may be committing internal accounting fraud due to the substantial and unexplained increase in revenues
• D.Labor Way may be committing employment tax fraud because its transaction records indicate it is paying all of US temporary employees in cash