CAMS7 무료 덤프문제 온라인 액세스

Which collective body of Financial Intelligence Units (FlUs) was formed with an objective to improve Information exchange and sharing mechanisms among member FlUs as well as to support its members by enhancing their capabilities'?

• A.The Organisation for Economic Co-operation and Development (OECD)
• B.The Wolfsberg Group
• C.The International Monetary Fund (IMF)
• D.The Egmont Group

The first line of defense is responsible for:

• A.suspicious activity and sanctions reporting.
• B.collecting complete customer information.
• C.ongoing screening of customers.
• D.evaluating the effectiveness of compliance controls.

The UN Security Council's primary role in imposing sanctions is that it has the authority to:

• A.impose sanctions on economic targets to maintain or restore financial stability within a country.
• B.conduct research on and analyze the impacts of sanctions to improve the effectiveness of sanctions regimes.
• C.impose sanctions on countries that lack AML/CFT controls.
• D.impose sanctions lo maintain of restore international peace and security

Which persons must always comply with all Office of Foreign Assets Control (OFAC) regulations? (Select Three.)

• A.Permanent US resident aliens regardless of location
• B.Merchants that offer US-origin goods for sale regardless of location
• C.Non-US financial institutions that offer accounts in USD regardless of location
• D.US incorporated entities and their foreign branches
• E.US citizens regardless of location

At a high level, the risk assessment process involves identifying and rating the inherent risks associated with customers, products, countries, and delivery channels, and then:

• A.documenting the historical risk incidents for future reference.
• B.rating the effectiveness of the related controls in order to calculate the residual risk.
• C.implementing new controls to eliminate all risks
• D.comparing these risks with industry benchmarks to determine the residual risk.